CORPORATE EXECUTIVES
CORPORATE EXECUTIVES
Let us help unify and simplify your complex financial life.
Your compensation plan as a corporate executive represents both a wealth of opportunity and a web of complexity. With your focus on the business, you need a partner to help you make the most of your benefits and pursue your personal financial goals. As your trusted guide, we will help you make informed decisions regarding deferred compensation plans and restricted stock. We can also design a tax-efficient, stress-tested portfolio for you that is not overly weighted toward your own company’s securities – so you can focus on living your life and leading with confidence.
SEE HOW IT ALL COMES TOGETHER
Explore services
Strategies to help you minimize the risks and complexities of concentrated equity.
Monetization Strategies
Generate cash from the position through alternatives to an outright sale
Tax Diversification*
Limit tax liabilities via equity exchange funds and unrealized appreciation
Potential Income Enhancement
Create cash flows by selling call options to receive immediate liquidity**
Tax Efficient Gifting
Leave a legacy via charitable remainder trusts and gift annuities
Hedging Strategies
Manage risk through a variety of customized strategies
*Diversification does not guarantee a profit nor protect against a loss.
**Selling a call option provides an upfront premium that increases current yield on the stock position. Investors receive immediate liquidity and are hedged to the extent of the premium received, but at a significant downside price risk, and forfeit upside appreciation above the call strike. Options involve unique risks, tax consequences and commission charges and are not suitable for all investors. When appropriate, options should comprise a modest portion or an investor's portfolio. Prior to making any options transactions, investors must receive a copy of the Options Disclosure Document which may be obtained from your financial advisor, from theocc.com/about/publications/character-risks.jsp or by contacting Raymond James at 880 Carillon Parkway, St. Petersburg, FL 33716. Supporting documentation for any claims (including any claims made on behalf of options programs or the options expertise of sales persons), comparison, recommendations, statistics, or other technical data, will be supplied upon request. Raymond James does not provide tax or legal services. Please discuss these matters with the appropriate professional.